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Last update: 1/3/2020

 

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Ranked by
AUM
on 1/3/2020
Company NameAUM $ (in Billions)DateNewsClick to get
Company
Info
1Black Rock Funds$6,963.909/30/2019Still #1 after Bad Fossil fuel investment loss of $90 BillionRequest info...
2Vanguard$4,530.109/30/2019New zero commission ETF platformRequest info...
3Charles Schwab$3,940.009/30/2019To buy TD AmeritradeRequest info...
4State Street Global Advisors$2,810.003/31/2019Layoffs starting in January of 2020Request info...
5Fidelity Investments$2,459.003/31/2019To add billions in IT for workplace enhancements. To offer crypto currency in five years. No response for updated numbers.Request info...
6JP Morgan$2,200.009/30/2019Please record 3rd quarter earnings. FINRA fines JP Morgan $1.1 million. No media inquiry response for updated AUM number nor published web data.Request info...
7BNY Mellon (Dreyfus)$1,900.009/30/2019KPMG fined for Mellon reports in UK.Request info...
8PIMCO$1,880.009/30/2019College scandal hits PIMCO executiveRequest info...
9Capital Group$1,860.003/31/2019"Capital Group fund manager quits after BBC exposé," per Financial Times articleRequest info...
10Amundi Asset Mgmt$1,750.009/30/2019Hired Myerberg from Janus Henderson for fixed income group.Request info...
11Prudential Investments$1,400.005/1/2019Earnings per share is down year-over-year in Q3Request info...
12BofA Merrill Lynch$1,400.003/31/2019Merrill is trying flat salary with bonus compensation strategy.
13Legal & General Investments$1,313.006/30/2019Buys Cardiff for 400 M poundsRequest info...
14TD Ameritrade$1,297.0010/17/2019To be purchased by Charles SchwabRequest info...
15Invesco$1,182.009/30/2019 Invesco to "cut 1,300 jobs," Per Financial TimesRequest info...
16T Rowe Price$1,180.0011/30/2019"T. Rowe Price led a new funding $1.3 B round for the start-up, a potential competitor to Tesla that was already backed by Amazon and Ford." per NY Times.Request info...
17Sun Life Global Investments$1,063.009/30/2019Sun Life to buy majority in InfraRed Capital PartnersRequest info...
18TIAA$1,059.009/30/2019TIAA closes life insurance divisionRequest info...
19Natixis Global Associates$1,020.009/30/2019Rise of 12% in AUMRequest info...

20Northern Trust$983.009/30/2019Ricky Fowler and Bubba Watson committed to Northern TrustRequest info...
21Loomis Sayles & Co$917.109/30/2019Purchased McDonnell Investments. Affiliated with Natixis Global
22Wellington Management$915.007/1/2019Focuses on climate change issues for giving and PRRequest info...
23Edward Jones$914.003/31/2019Voted on of the 2019 best places to work for parentsRequest info...
24Ameriprise Financial$900.009/30/2019Larson Payne Larson Group, a team of experienced financial advisors managing approximately $222 million in assets, has joined its employee channel in Edina, Minn.Request info...
25Goldman Sachs Asset Management$874.504/30/2019Missed Q3 projectionsRequest info...
26AXA$866.006/30/2019FINRA fines AXA $772,000Request info...
27UBS$842.003/31/2019Request info...
28DWS | Deutsche Asset Management$840.009/30/2019Rebranding to "DWS"Request info...
29Credit Susie$811.006/30/2019Paying 5.3 Billion in FINRA fines. Profit declines in Q3.Request info...
30Legg Mason$791.0010/31/2019Layoffs may be avoided since AUM is upRequest info...
31Affiliated Managers Group (AMG)$732.009/30/2019Jay Horgan is the new CEO at AMGRequest info...
32Insight Investors$714.009/30/2019Expands Phoenix HeadquartersRequest info...
33Principal Financial Group$707.409/30/2019Principal announces 2020 outlook and long term guidance
34Franklin Templeton$693.009/30/2019Jennifer Johnson is the new CEORequest info...
35SEI Investments$662.009/30/2019Q3 earnings beat estimates after stock buy backRequest info...
36Standard Life Aberdeen (UK)$644.506/30/2019AUM drops againRequest info...
37BNP Paribas$632.006/30/2019FINRA fine of $15 million over money laundering controls - Dec 2019Request info...
38Alliance Bernstein$601.0010/31/2019AUM is up. To move HQ from Boston to Nashville for cost cutting reasonsRequest info...
39Dimensional Fund Advisers$579.009/30/2019Dimensional Reduces US Mutual Fund Management FeesRequest info...
40The BlackStone Group$554.009/30/2019Blackstone Group sues RCS ownerRequest info...
41Federated Investors$527.209/30/2019Buys PNC Capital AdvisorsRequest info...
42Geode Capital Management$519.009/30/2019As a third party, Geode Capital Management will manages Fidelity's "free" ETF index funds as the funds' sub-advisor
43Morgan Stanley$507.009/30/2019Advisors reduction in 2020Request info...
44Nomura Asset Management$501.009/30/2019FINRA fines Nomura $225,000. Tries to rebound from 2018 losses and 2019 layoffs.Request info...
45Brookfield Asset Management$500.009/30/2019Brookfield acquires India telecom towers
46New York Life Investments$500.009/30/2019FINRA fine of $250k plus interest of $74k on 11/20/19.Request info...
47MFS Investment Management$488.006/30/2019Owned by Sun Life FinancialRequest info...
48Eaton Vance Distributors$482.809/30/2019New ETF line of productsRequest info...
49Wells Fargo Advisors$476.003/31/2019Well Fargo is now recruiting more advisors than it is losing.Request info...
50Columbia Management$469.009/30/2019Agrees to terms to sponsor Boston Marathon through 2023Request info...
51AVIVA$444.209/30/2019Purchases office building in AmsterdamRequest info...
52Julius Baer Securities$426.506/30/2019Karos will drag earnings down in 2020Request info...
53Frank Russell Investments (Northwestern Mutual)$400.003/31/2019TA Associates and Reverence Capital Partners Complete Acquisition of Russell Investments from London Stock Exchange GroupRequest info...
54Manulife$394.009/30/2019Asian business units help 2019 results for ManulifeRequest info...
55Aegon$386.006/30/2019Aegon to repurchase common shares for an amount of EUR 168 million to neutralize the dilutive effect of the 2019 interim stock dividend. Request info...
56RBC Global Wealth (CAN)$359.409/30/2019FINRA fine of $2.9 million in Oct '19.Request info...
57MetLife$356.409/30/2019SEC fine for $10 millionRequest info...
58Janus Henderson Group$356.109/30/2019Fined $2.35 million for overchargingRequest info...
59Neuberger Berman$339.009/30/2019Buying Dyal Capital PartnersRequest info...
60LPL Financial$338.009/30/2019LPL paid $26 million in fines in 2019Request info...
61Sculptor | Och-Ziff$333.309/12/2019Rebranding from Och-Zill to "Sculptor"Request info...
62Dodge & Cox$313.209/30/2019AUM is upRequest info...
63Stifel Financial Corp$312.009/30/2019AUM up 8%Request info...
64Apollo Management$303.003/31/2019Apollo and Athene Close the Acquisition of GE Capital’s PK AirFinance Debt BusinessRequest info...
65Baring Capital Management$300.009/30/2019Barings makes a bet as it enters the risky 5G market with Majority Stake Acquisition in Gigasphere Holdings LLCRequest info...
66Guggenheim Partners$275.009/30/2019Ex-SEC Enforcement Chief Takes Leadership Role at Guggenheim PartnersRequest info...
67BMO Global Asset Group$263.006/30/2019Kristi Mitchem is the new CEORequest info...
68Citi Group$256.003/26/2019FINRA fines Citigroup $1.25 million and an additional $55,000Request info...
69Oppenheimer Funds$234.006/30/2019Purchased by InvescoRequest info...
70Robeco/ORIX$222.309/30/2019Owned by AXARequest info...
71Carlyle Group$222.009/30/2019The Carlyle Group Completes Conversion to a CorporationRequest info...
72BrightSphere$217.009/30/2019CEO buys 50,000 shares on 12/31/19Request info...
73Voya (ING)$217.009/30/2019FINRA fined Voya $125,982Request info...
74TCW Group$211.009/30/2019Nippon Life buys 25% stake in TCWRequest info...
75Lizard Mgmt Group$207.709/30/2019Lazard CEO to speak at Goldman Sachs conferenceRequest info...
76Pictet$192.009/30/2019Pictet changes its Asia market managementRequest info...
77Lord Abbett & Co$185.509/30/2019Lord Abbett Portfolio Manager Yoana Koleva Wins 2019 Women in Asset Management AwardRequest info...
78Putnam Investments$180.0011/30/2019Fund Ranked #1 out of Nearly 300 Funds in the Core Bond CategoryRequest info...
79American Century Investments$170.003/31/2019Nomura buys 40% of American Century InvestmentsRequest info...
80IGM Financial$169.001/30/2020Purchased Mackenzie. AUM up.Request info...
81Bridgewater Capital$160.009/8/2019The worlds largest hedge fundRequest info...
82Victory Capital$149.5011/30/2019Increased AUM by, not 12.8% but 128% in one quarter. $64.1 Billion to $149.5 Billion! Victory Capital purchased USAA's Investment management business.Request info...
83Doubleline$147.009/30/2019Consisitant AUM increases. Well done.Request info...
84Ares Management$144.009/30/2019Ares Management announces acquisition Of three Texas wind farmsRequest info...
85Raymond James$143.109/30/2019To expand into CanadaRequest info...
86GAM | Gabelli Investors$139.009/30/2019Changed brand from Gabelli Investors to "GAM"Request info...
87OakTree$122.009/30/2019Brookfield to acquire 62% of OaktreeRequest info...
88The Hartford$120.009/30/2019Named "2019 Military Friendly Employer" Request info...
89TPG Capital$119.009/30/2019Owned by Tarrant Capital GroupRequest info...
90Artisan Partners Financial$117.109/30/2019Steady AUM growthRequest info...
91Conning$113.009/30/2019Conning Completes Strategic Investment in Global EvolutionRequest info...
92MAN Group$112.709/30/2019Man Group appoints John Cryan as ChairmanRequest info...
93Harris Associates$111.009/30/2019Harris' Kat Chairez Named to Crain’s “40 Under 40” listRequest info...
94Virtus Investment Partners$105.006/30/2019Acquires Sustainable Growth AdvisorsRequest info...
95Mercer Advisors$100.0012/19/2019Three Mercer advisors awarded best wealth advisors over $5 billion dollarsRequest info...
96US Bancorp$97.009/30/2019U.S. Bancorp considers closing 450 branchesRequest info...
97Waddell & Reed$68.509/30/2019Is looking to move the HQ somewhere in Missouri to save costsRequest info...
98Oakmark Funds$68.009/30/2019AUM is trending down after Q1 increaseRequest info...
99Robert W Baird & Co$62.009/30/2019FINRA fined Robert W Baird $150,000Request info...
100Quilter (was Old Mutual)$59.609/30/2019Quilter to sell the life insurance division for $555.7 million.Request info...
101Sterling Capital$58.009/30/2019Sterling Capital Equity Income Fund (BEGIX) Ranked in the First Percentile of its Morningstar(1) Category for 15 YearsRequest info...
102William Blair Funds$54.209/30/2019William Blair passed on 11/21/19Request info...
103Thornburg Asset Management$49.403/31/2019Thornburg Appoints Ben Kirby and Jeff Klingelhofer as Co-Heads of InvestmentsRequest info...
104Causeway Capitial Management$48.609/30/2019Causeway Capital Management LLC awarded one of P&I's best places to workRequest info...
105Fortress Investment Group$41.509/30/2019Fortress Investment Group Sells Long Beach Airport Plaza Office PropertiesRequest info...
106AGF Management Limited$37.408/31/2019AGF Management Limited Declares Fourth Quarter 2019 DividendRequest info...
107Pzena$36.708/31/2019Pzena internally re-organizing with restructuring and buyouts Q1 2020.Request info...
108Matthews Asia Funds$27.1011/30/2019Matthews Asia Hires Lindsay Wright as Head of Asia and Global Chief Operating OfficerRequest info...
109Dyal Capital Partners$21.709/30/2019Purchased by Neuberger BermanRequest info...
110Robinhood Financial$20.009/30/2019Joins the free EFT commission charge. FINRA fines Robinhood $1.25 million on 12/9/19Request info...
111Davis Select Advisers$19.809/30/2019Employee owned firmRequest info...
112Manning & Napier$19.309/30/2019"Manning & Napier loses two PMs, liquidate three funds", per CitywireRequest info...
113Reams Asset Mgmt$18.509/30/2019Purchased by Raymond JamesRequest info...
114Touchstone Investments$18.005/1/2019Touchstone Investments Names Rockefeller Asset Management Sub-Advisor to Touchstone International ESG Equity FundRequest info...
115Glenmede Investment Management$17.609/30/2019Request info...
116Tweedy Browne Co$15.103/31/2019Warren Buffet's former investment firmRequest info...
117Impax Asset Group$15.0010/31/2019Buying PAX with 9.4 Billion in AUMRequest info...
118Southeastern Asset Management$14.009/30/2019Southeastern Asset Management has a new CEORequest info...
119Ariel Investments$13.006/30/2019Melody Hudson is new Co-CEORequest info...
120Royce Funds$12.909/30/2019Owned by Legg MasonRequest info...
1211251 Capitial Group$12.509/6/2019To Buy Emerald & Ziegler CapitalRequest info...
122Brown Brothers Harriman$12.503/31/2019BBH Capital Partners Completes Investment In Bradford Airport LogisticsRequest info...
123Pacific Global Asset Management$12.109/30/2019Part of Pacific LifeRequest info...
124SA Stone (formerly Stene Agie)$12.009/30/2019Rebranding from Sterne Agee to "SA Stone"Request info...
125FIS Group$4.703/31/2019FINRA fine of $25,000. Lost half of AUM.Request info...
126Westchester Capital$3.709/30/2019Boasts zero broker turnoverRequest info...
127Z Capital Group$2.8112/5/2019Buys company fo4 580 million dollarsRequest info...
128Emerald Mutual Funds$2.8012/31/2019Request info...
129Park Avenue Securities$2.129/30/2019$640,522 FINRA fine for Park Avenue SecuritiesRequest info...
130Saturna Capital$2.119/30/2019Saturna Capital’s President Appointed to Newly Formed SEC Asset Management Advisory CommitteeRequest info...
131Grayscale Investments$2.109/30/2019Grayscale Gets Regulatory Nod From FINRA for Ethereum Trust to Trade on OTC Markets for using Block-Chain transactionsRequest info...
132Great Point$1.509/30/2019Great Point Capital teaming with Lionsgate to start a Film Studio in New YorkRequest info...
133Heartland Advisors$1.309/30/2019Moving to BMO towerRequest info...
134Ross Sinclair Assets$0.8012/4/2019AUM is up but has to pay a $200,000 FINRA fine.Request info...
135Lafayette Investments$0.309/30/2019Buys Ryanair HoldingsRequest info...
Contact All ==>Request info...

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